Regulation and Compliance   [Archived Catalog]
2019-2020 Colleges of Law General Catalog

LAW 8510 - Regulation and Compliance

Legal/regulatory compliance requirements have seen a sharp increase globally. This increase reflects the rather rapid development of normative values regarding compliance and ethics of society at large. This course will review the various types of compliance requirements, and examine related issues such as compliance audits, document retention policies, data security, IT procedures, privacy concerns and governance. It will also address the analytical tools necessary to understand the complexities of compliance as part of a risk analysis and the role of compliance in shaping an entity's strategy. Units: (3 units)